| Preliminary
IPO Calendar for Oct. 20, 2008 |
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| Issuer |
Lead/Joint-Lead
Managers |
Shares |
Price Range |
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Est. $ |
Expected |
| Week of
Oct. 20, 2008 |
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| None |
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| Week of Oct. 27 2008 |
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| None |
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| No Date/To Be Determined |
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| CapitalSource Healthcare
REIT (CHR) |
Banc of America/Citi/Credit Suisse |
14.00 |
$18.00 |
$21.00 |
$273.00 |
Postponed |
| Grand Canyon Education
(LOPE) |
Credit Suisse/Merrill Lynch |
10.50 |
$18.00 |
$20.00 |
$199.50 |
No Date |
| Patriot Risk Management
(PRMI) |
Friedman Billings Ramsey |
15.00 |
$10.00 |
$12.00 |
$165.00 |
No Date |
| Totals: (3) |
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$637.50 |
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| SPACS |
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| Accelerated Global
Technology (AMEX: tba) (u) |
Citi |
30.00 |
$10.00 |
$10.00 |
$300.00 |
No Date |
| Aldabra 3 Acquisition
(tba) (u) |
Citi |
50.00 |
$10.00 |
$10.00 |
$500.00 |
No Date |
| Aldabra 4
Acquisition(tba) (u) |
Citi |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| Angelo, Gordon
Acquisition (AMEX: tba) (u) |
JPMorgan |
30.00 |
$10.00 |
$10.00 |
$300.00 |
No Date |
| Apple Creek Acquisition
(AMEX: AKU.U) (u) |
JPMorgan |
22.50 |
$10.00 |
$10.00 |
$225.00 |
No Date |
| Beverage Acquisition
(OTCBB: tba) |
Morgan Joseph |
4.50 |
$8.00 |
$8.00 |
$36.00 |
No Date |
| BHG Acquisition (AMEX:
tba) (u) |
Credit Suisse/Deutsche Bank |
35.00 |
$10.00 |
$10.00 |
$350.00 |
No Date |
| Boomerang Holdings
(AMEX: BMH-U) (u) |
Deutsche Bank |
15.00 |
$8.00 |
$8.00 |
$120.00 |
No Date |
| Brand and Service
Acquisition (AMEX: tba) |
ThinkEquity Partners |
10.00 |
$16.00 |
$16.00 |
$160.00 |
No Date |
| Builder Acquisition
(AMEX: tba) (u) |
JMP Securities |
12.50 |
$8.00 |
$8.00 |
$100.00 |
No Date |
| Capstar
Acquisition(CRB.U) |
Lazard Capital Markets |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| Catalytic Capital
Investment (OTCBB: tba) (u) |
Merrill Lynch |
12.50 |
$8.00 |
$8.00 |
$100.00 |
No Date |
| Chardan 2008 China
Acquisition (CACA.U) (u) |
Brean Murray/Maxim/Roth Capital |
6.88 |
$8.00 |
$8.00 |
$55.00 |
No Date |
| Cherry Tree Acquisition
(SXR.U) |
Lazard Capital Markets |
10.00 |
$8.00 |
$8.00 |
$80.00 |
No Date |
| China Ascendance
Acquisition(AQN.U) (u) |
Susquehanna Financial Group/ Ladenburg Thalmann |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| China Evergreen
Acquisition (OTCBB: tba) (u) |
Ladenburg Thalmann |
4.00 |
$8.00 |
$8.00 |
$32.00 |
No Date |
| China Growth Alliance
(AMEX: CGN-U) (u) |
Ferris Baker Watts/Jesup Lamont |
7.00 |
$8.00 |
$8.00 |
$56.00 |
No Date |
| China Growth Alliance
(CGALU) (u) |
Jesup Lamont/Brean Murray |
7.00 |
$8.00 |
$8.00 |
$56.00 |
No Date |
| China Holdings
Acquisition (AMEX: HOL-U) (u) |
Citi |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| China Mining Resources
Holdings Limited (CHMRU)(u) |
Lazard Capital Markets |
6.25 |
$8.00 |
$8.00 |
$50.00 |
No Date |
| China Resources (OTCBB:
tba) (u) |
Maxim Group |
4.00 |
$10.00 |
$10.00 |
$40.00 |
No Date |
| Confluence Acquisition
Partners I (OTCBB: tba) (u) |
Dawson James Securities |
8.00 |
$6.00 |
$6.00 |
$48.00 |
No Date |
| Consumer Partners
Acquisition (tba) (u) |
Broadband Capital Management |
6.25 |
$20.00 |
$20.00 |
$125.00 |
No Date |
| Corporate Acquirers
(AMEX: tba) (u) |
Deutsche Bank |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| CR Acquisition (AMEX:
tba) (u) |
Deutsche Bank |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Dellacorte Acquisition
(DAQ.U) (u) |
Citi |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Doubloon (AMEX: tba) (u) |
Maxim Group |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| East India Company
Acquisition (OTCBB: tba) (u) |
EarlyBrid Capital |
6.00 |
$6.00 |
$6.00 |
$36.00 |
No Date |
| Endeavor International
Acquisition (tba) (u) |
Citi |
75.00 |
$10.00 |
$10.00 |
$750.00 |
No Date |
| Everest Acquisition |
Jesup & Lamont |
16.00 |
$6.00 |
$6.00 |
$96.00 |
No Date |
| FIG Acquisition (FNS.U)
(u) |
Banc of America |
25.00 |
$10.00 |
$10.00 |
$250.00 |
No Date |
| FinTech Acquisition
(AMEX: FAQ.U) (u) |
UBS Investment Bank |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| First Class Navigation
Corporation (FNV-U) |
Dahlman Rose/Ladenburg Thalmnn |
12.50 |
$10.00 |
$10.00 |
$125.00 |
No Date |
| FMG Acquisition (OTCBB:
tba) (u) |
Pali |
4.50 |
$8.00 |
$8.00 |
$36.00 |
No Date |
| Gabelli Entertainment
& Telecommunications Acquisition (AMEX: tba) (u) |
Ladenburg Thalmann |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| GF Acquisition (GFX.U)
(u) |
Pali Capital/ Morgan Joseph |
8.00 |
$10.00 |
$10.00 |
$80.00 |
No Date |
| Global Alternative Asset
Management (AMEX: GLE.U) (u) |
EarlyBirdCapital |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Global Consumer
Acquisition (AMEX: tba) (u) |
Deutsche Bank |
30.00 |
$10.00 |
$10.00 |
$300.00 |
No Date |
| Global Entertainment
& Media (AMEX: tba) (u) |
Merrill Lynch |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Global Technologies
Industries (AMEX:GTQ.U) |
Morgan Joseph |
10.00 |
$8.00 |
$8.00 |
$80.00 |
No Date |
| Grail Investment (AMEX:
GPL.U) (u) |
Lazard Capital Markets |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| Grand Slam Acquisition
(tba) (u) |
Citi |
75.00 |
$10.00 |
$10.00 |
$750.00 |
No Date |
| Greenstreet Acquisition
(GNS.U) |
Credit Suisse |
37.50 |
$8.00 |
$8.00 |
$300.00 |
No Date |
| Greenwich PMV
Acquisition (AMEX: tba) (u) |
Ladenburg Thalmann |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| Hambrecht Asia
Acquisition (OTCBB: tba) |
Broadband Capital Management LLC |
4.00 |
$8.00 |
$8.00 |
$32.00 |
No Date |
| Harbor Business
Acquisition (OTCBB: tba) |
H.C. Wainwright |
4.17 |
$6.00 |
$6.00 |
$25.00 |
No Date |
| HCM Acquisition (AMEX:
tba) (u) |
Citi |
25.00 |
$10.00 |
$10.00 |
$250.00 |
No Date |
| Highpoint Acquisition
(OTCBB: tba) (u) |
H.C. Wainwright |
4.17 |
$6.00 |
$6.00 |
$25.00 |
No Date |
| IndAS Green Acquisition
(IGACU) (u) |
Chardan Capital Markets/ Macquarie |
5.25 |
$8.00 |
$8.00 |
$42.00 |
No Date |
| Industrial Services
Acquisition (OTCBB: tba) (u) |
Maxim Group |
4.00 |
$8.00 |
$8.00 |
$32.00 |
No Date |
| Infinity I-China
Acquisition (OTCBB: tba) (u) |
Morgan Joseph/ Legend Merchant Group |
4.50 |
$8.00 |
$8.00 |
$36.00 |
No Date |
| International Brands
Management Group Ltd. (AMEX: tba) (u) |
Pali |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| J W Childs Acquisition I
(AMEX: tba) (u) |
Deutsche Bank |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| K Road Acquisition
(AMEX: tba) (u) |
Credit Suisse |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Kanders Acquisition
(AMEX: KAA-U) (u) |
Citi |
40.00 |
$10.00 |
$10.00 |
$400.00 |
No Date |
| KBL Acquisition Corp. IV
(AMEX: tba) (u) |
Citi |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Korea Milestone
Acquisition (KMACU) (u) |
Broadband Capital Magement |
5.00 |
$20.00 |
$20.00 |
$100.00 |
No Date |
| Lamberts Cove
Acquisition (AMEX:LCA-U) (u) |
UBS Investment Bank/ Morgan Joseph |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| Lank Acquisition (tba) |
Citi |
12.50 |
$10.00 |
$10.00 |
$125.00 |
No Date |
| Leopard Acquisition
(AMEX: tba) (u) |
JPMorgan |
17.50 |
$10.00 |
$10.00 |
$175.00 |
No Date |
| Liberty Lane Acquisition
(LLACU) (u)) |
Goldman Sachs |
35.00 |
$10.00 |
$10.00 |
$350.00 |
No Date |
| Lumax Acquisition
(OTCBB: tba) (u) |
Capital Growth Financial |
3.13 |
$8.00 |
$8.00 |
$25.00 |
No Date |
| MAFS Acquisition (AMEX:
tba) (u) |
Citi |
50.00 |
$10.00 |
$10.00 |
$500.00 |
No Date |
| Market Street
Acquisition (AMEX: tba) (u) |
Bear Stearns |
35.00 |
$10.00 |
$10.00 |
$350.00 |
No Date |
| Mistral
Acquisition(AMEX: tba) (u) |
Pali Capital/EarlyBirdCapital |
30.00 |
$10.00 |
$10.00 |
$300.00 |
No Date |
| MVC Acquisition (AMEX:
tba) |
Lazard Capital Markets/Bear Stearns |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| National Energy
Resources Acquisition (AMEX: NER.U) (u) |
Merrill Lynch/Ferris Baker Watts |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| Navitas International
(OTCBB: tba) |
FTN Midwest Securities/Canaccord Adams |
15.00 |
$6.00 |
$6.00 |
$90.00 |
No Date |
| New Asia Partners China
I (OTCBB: tba) (u) |
Maxim |
1.75 |
$7.00 |
$7.00 |
$12.25 |
No Date |
| Oasis Group (OGH.U) (u) |
Bear Stearns |
30.00 |
$10.00 |
$10.00 |
$300.00 |
No Date |
| Open Acquisition (OXE.U)
(u) |
Deutsche Bank |
12.50 |
$9.00 |
$11.00 |
$125.00 |
No Date |
| Opportunity Acquisition
(JOA.U) (u) |
Banc of America |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Orbit Acquisition
(OSW.U) (u) |
JPMorgan |
25.00 |
$10.00 |
$10.00 |
$250.00 |
No Date |
| Performace Acquisition
(tba) (u) |
Citi |
50.00 |
$10.00 |
$10.00 |
$500.00 |
No Date |
| Platform Acquisition
Corp. International (OTCBB: tba) (u) |
FTN Midwest Securities |
16.67 |
$6.00 |
$6.00 |
$100.00 |
No Date |
| RAI Acquisition (AMEX:
RAR-U) (u) |
JPMorgan |
25.00 |
$10.00 |
$10.00 |
$250.00 |
No Date |
| Raycliff Acuisition
(AMEX: RCF-U) (u) |
Deutsche Bank |
30.00 |
$10.00 |
$10.00 |
$300.00 |
No Date |
| Redstone Partners
(OTCBB: tba) (u) |
Morgan Joseph |
4.50 |
$8.00 |
$8.00 |
$36.00 |
No Date |
| Regian Acquisition
(AMEX: tba) (u) |
Wachovia/Morgan Joseph |
10.00 |
$10.00 |
$10.00 |
$100.00 |
No Date |
| Sidhu Special Purpose
Capital (AMEX: FIE.U) (u) |
Maxim/EarlyBirdCapital |
9.00 |
$10.00 |
$10.00 |
$90.00 |
No Date |
| Spring Creek Acquisition
(OTCBB: tba) (u) |
EarlyBirdCapital |
4.50 |
$8.00 |
$8.00 |
$36.00 |
No Date |
| Staccato Acquisition
(OTCBB: tba) (u) |
EarlyBirdCapital |
6.13 |
$8.00 |
$8.00 |
$49.00 |
No Date |
| Symphony Acquisiton
(OTCBB: tba) (u) |
EarlyBirdCapital |
6.13 |
$8.00 |
$8.00 |
$49.00 |
No Date |
| TC Acquisition (OTCBB:
tba) (u) |
Merriman Curhan Ford |
6.00 |
$6.00 |
$6.00 |
$36.00 |
No Date |
| Transformation Capital
(TCY.U) (u) |
Banc of America |
15.00 |
$10.00 |
$10.00 |
$150.00 |
No Date |
| Tri-Artisan Acquisition
(AMEX: tba) (u) |
JPMorgan |
25.00 |
$10.00 |
$10.00 |
$250.00 |
No Date |
| United Refining Energy
(AMEX: tba) (u) |
Deutsche Bank/Maxim Group |
50.00 |
$10.00 |
$10.00 |
$500.00 |
No Date |
| Wattles Acquisition
(tba) (u) |
UBS Investment Bank/Ladenburg Thalmann |
20.00 |
$10.00 |
$10.00 |
$200.00 |
No Date |
| Totals: (88) |
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$15,076.25 |
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