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Key Personnel

Hugh Regan, President & Chief Executive Officer, Director of Laidlaw Holdings, Plc   

Mr. Regan serves as President and Chief Executive Officer. Before joining Laidlaw, Mr. Regan served for nine years as President and Chief Executive Officer of Auerbach, Pollak & Richardson, Inc, an investment banking and securities brokerage boutique. Before joining Auerbach, Mr. Regan was a founding member, principle shareholder, Executive Vice-President and Director of Laidlaw Holdings, Inc, an asset management and investment banking concern, where he oversaw the corporate finance activities and served as a member of the Executive Committee. He is a graduate of Williams College, Phi Beta Kappa, Magna Cum Laude where he was awarded the Benedict Prize for national achievement in Classics. Mr. Regan also attended Stanford University’s Intercollegiate Center for Classical Studies in Rome and Columbia University’s Post-Graduate School of Special Studies.

Michael O. Sanderson, Non-Executive Director    

Mr. Sanderson serves as Non-Executive Director of Laidlaw, focusing his efforts on the business development and strategic vision of the firm. He has over 40 years of Wall Street experience. He began his career at Merrill Lynch where he spent 23 years in roles such as a financial consultant, branch office manager, CMA marketing manager and Chairman and CEO of Merrill Lynch Canada. Subsequent to his years at Merrill Lynch, Michael was CEO of Instinet, Inc. and later became Chairman & CEO of Reuters Americas. Mr. Sanderson has also held leadership positions at Market XT and served as CEO of NASDAQ Europe, where he also served on the Board of Directors. Mr. Sanderson is a graduate of Brown University and received his Masters (MA) from Oxford University.

Theodore V. Fowler, Executive Vice President, Group Head, Corporate Finance Department   

Mr. Fowler joined Laidlaw in 2003 and presently serves as Executive Vice President and Group Head of the firm’s Corporate Finance Department and a member of the Commitment Committee. Prior to joining Laidlaw, he served as President of The Private Merchant Banking Company. Mr. Fowler began his career with Blyth Eastman Dillon in 1971 in corporate finance. He later moved on to Credit Suisse First Boston where he became Co-Head of Investment Banking and Co-General Partner of Principal Investing.. From 1986-1989, he served as Co-Head of Investment Banking at Prudential Securities, where he oversaw the firm’s expansion of merchant banking and leveraged buyouts. From 1992 to 1999, Mr. Fowler acted as President of BRMC, Inc. and as Vice-President of Boca Resorts, Inc., managing the Boca Raton Resort and Club. He is a graduate of Amherst College and of Columbia University where he received a Masters of Business Administration with Honors.

Peter R. Taylor, Executive Vice President, Director of Capital Markets   

Mr. Taylor joined Laidlaw in 2009 and serves as Director of Capital Markets. Prior to Laidlaw he was a co-founder of TGL Partners, a third party marketing firm in Greenwich ,Ct. Mr. Taylor began his career at Merrill Lynch in New York in 1982 and has held senior positions in Capital Markets and Private Equity at such firms as Wheat, First Securities and First Union Securities. Peter is a graduate of The University of Virginia. Mr. Taylor splits his time between New York City and Charlottesville, Virginia.

Stephen P. Collins, Executive Vice President, Group Head, Private Client Services   

Based in New York, Mr. Collins is responsible for the overall management and development of Laidlaw's retail and institutional sales activities across our branch office system. Prior to Laidlaw Mr. Collins managed the Middle Market Equity Sales business at Deutsche Bank Alex Brown in New York. Mr. Collins began his career at E. F. Hutton in 1984 and has worked in retail and institutional sales at such firms as Smith Barney, Paine Webber, DB Alex Brown and Prudential Securities. Mr. Collins holds a BA in Management/Marketing from Clarkson University.

Marc S. Koplik, Esq., General Counsel, Chairman of Laidlaw Holdings Plc   

Mr. Koplik serves as Chairman of the Board of Directors for Laidlaw Holdings Plc. Prior to joining Laidlaw, Mr. Koplik served as General Counsel to several financial service concerns over the past twenty years and as a Managing Partner in the law firm of Henderson & Koplik, LLC. Mr. Koplik began his legal career at Debevoise & Plimpton. He is a graduate of Brown University, Cum Laude where he was a Dean’s Scholar, College Scholar and Francis Wayland Scholar. He received his law degree from Yale University Law School where he was Editor of the Yale Law Review and the Yale Journal of Law and Social Policy.

Marc Ellis, Chief Compliance Officer   

Mr. Ellis serves as the firm’s Chief Compliance Officer. Prior to joining Laidlaw, he was Chief Compliance officer of GunnAllen Financial, with more than 100 offices and 800 account executives. Marc has more than 15 years of industry experience and was associated with Millennium Partners, Worldco LLC and Bluestone Capital Partners. He has also done consulting work for Goldman Sachs and Bear Stearns. Mr. Ellis also brings regulatory experience to his position having served as Senior Compliance Examiner, Staff Supervisor and a member of the District Committee for FINRA, District 7. He is a graduate of Hofstra University.

Investment Banking and Product Sales

John Marcus, Managing Director , Institutional Banking

Robert Kevin Connors, Senior Managing Director, Co-Head, Product Sales

Jason Russo, Senior Managing Director, Co-Head, Product Sales


Private Client Services

London

Peter Silverman, Senior Executive Officer, Managing Director

New York

Craig Bonn, Senior Managing Director

Richard Kirschner, First Managing Director

Nicholas Gupta, Managing Director

Robert Rotunno, Managing Director

Peter Malone, Managing Director

Jeffrey Glazer - Managing Director

Stamford

Robert J. Bonaventura, Senior Managing Director

Joseph Fedorko, Managing Director

Melville

Todd Cirella, Senior Managing Director

Jason Russo, Senior Managing Director

Boerne

Richard Moos, Managing Director, Income Solutions Group

Victor Farias, Managing Director, Income Solutions Group

Miami

Leila Shuminer, Managing Director

San Fanscisco

Rex Palarca, Senior Financial Consultant


Finance And Operations

Oseas Zuluaga, Executive Vice President, Comptroller

Jodi Fauci, Director of Operations


Brokerage And Compliance

Alex Shtaynberger, Director of Brokerage Operations

Marc Ellis, Chief Compliance Officer

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